Andrew James Clements

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Asper Investment Management Limited
FRN 748442
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (18 Dec 2017 to 8 Dec 2019)
- CF30 Customer (23 Nov 2017 to 8 Dec 2019)
HG Pooled Management Limited (no longer approved here)
FRN 122466
- CF30 Customer (21 Sep 2015 to 1 Dec 2017)
HgCapital LLP (no longer approved here)
FRN 478870
- CF30 Customer (21 Sep 2015 to 1 Dec 2017)
RBC Europe Limited (no longer approved here)
FRN 124543
- CF30 Customer (5 Sep 2011 to 3 May 2013)
Royal Bank of Canada (no longer approved here)
FRN 124783
- CF30 Customer (5 Sep 2011 to 3 May 2013)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (14 Oct 2008 to 5 Aug 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.