Charles Stephen Winward

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • YFM Private Equity Limited (no longer approved here)

    FRN 122120

    • [FCA CF] Material risk taker (10 Jun 2024 to 24 Sep 2025)
    • [FCA CF] Client dealing (26 Sep 2022 to 24 Sep 2025)
    • [FCA CF] Manager of certification employee (26 Sep 2022 to 8 Aug 2025)
  • NVM Private Equity LLP (no longer approved here)

    FRN 653677

    • SMF27 Partner (9 Dec 2019 to 24 Dec 2019)
    • CF4 Partner (1 Apr 2018 to 8 Dec 2019)
    • CF30 Customer (12 Jun 2017 to 8 Dec 2019)
  • Top Technology Ventures Limited (no longer approved here)

    FRN 122336

    • CF28 Systems and controls (28 Aug 2013 to 22 Apr 2014)
    • CF3 Chief Executive (28 Aug 2013 to 22 Apr 2014)
    • CF1 Director (4 Nov 2011 to 22 Apr 2014)
    • CF30 Customer (1 Nov 2007 to 22 Apr 2014)
    • CF21 Investment Adviser (5 Sep 2007 to 31 Oct 2007)
    • CF27 Investment Management (5 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.