NVM Private Equity LLP

Date authorised
2 February 2015
Companies House
OC392261
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    N V M Private Equity
    Block D
    Portland House
    54 New Bridge Street West
    Newcastle Upon Tyne
    NE1 8AP
    UNITED KINGDOM
    Phone
    +441912446000
    Web
    https://www.nvm.co.uk

  • Complaints Contact

    N V M Private Equity
    Block D
    Portland House
    54 New Bridge Street West
    Newcastle Upon Tyne
    NE1 8AP
    UNITED KINGDOM
    Phone
    +441912446000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alastair MacBeth Conn

    IRN AMC01134

    • CF30 Customer (2 Feb 2015 to 8 Dec 2019)
    • CF4 Partner (2 Feb 2015 to 31 Mar 2018)
  • Alexander Peter Wilson

    IRN AXW00859

    • [FCA CF] Client dealing (since 11 Jun 2025)
    • [FCA CF] Material risk taker (1 Mar 2024 to 11 Mar 2026)
  • Andrew William Leach

    IRN AWL01023

    • [FCA CF] Client dealing (since 27 Feb 2025)
    • SMF27 Partner (9 Dec 2019 to 27 Feb 2025)
    • CF4 Partner (10 Apr 2015 to 8 Dec 2019)
    • CF30 Customer (2 Feb 2015 to 8 Dec 2019)
  • Charles Stephen Winward

    IRN CSW01058

    • SMF27 Partner (9 Dec 2019 to 24 Dec 2019)
    • CF4 Partner (1 Apr 2018 to 8 Dec 2019)
    • CF30 Customer (12 Jun 2017 to 8 Dec 2019)
  • Charles Willoughby Pidgeon

    IRN CWP01034

    • SMF27 Partner (since 18 Jun 2021)
    • CF30 Customer (7 Jul 2016 to 8 Dec 2019)
  • Christopher David Mellor

    IRN CDM01066

    • CF4 Partner (2 Feb 2015 to 31 Mar 2018)
    • CF30 Customer (2 Feb 2015 to 31 Mar 2018)
    • CF11 Money Laundering Reporting (2 Feb 2015 to 23 Mar 2018)
    • CF10 Compliance Oversight (2 Feb 2015 to 23 Mar 2018)
  • David Mathew Rolfe

    IRN DMR01147

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (18 Feb 2015 to 8 Dec 2019)
    • CF30 Customer (2 Feb 2015 to 8 Dec 2019)
  • James Kirk Bryce

    IRN JKB01113

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 Mar 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 13 Mar 2024)
    • CF11 Money Laundering Reporting (23 Mar 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (23 Mar 2018 to 8 Dec 2019)
    • CF30 Customer (23 Mar 2018 to 8 Dec 2019)
  • James Vaughan Arrowsmith

    IRN JVA01003

    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (2 Feb 2015 to 8 Dec 2019)
    • CF4 Partner (2 Feb 2015 to 8 Dec 2019)
  • Karl Nicholas Cockwill

    IRN KNC01007

    • [FCA CF] Client dealing (9 Dec 2019 to 11 Mar 2026)
    • CF30 Customer (14 Jun 2017 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.