Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NVM Private Equity LLP (no longer approved here)

    FRN 653677

    • SMF16 Compliance Oversight (9 Dec 2019 to 13 Mar 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 Mar 2024)
    • CF10 Compliance Oversight (23 Mar 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (23 Mar 2018 to 8 Dec 2019)
    • CF30 Customer (23 Mar 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.