NVM Private Equity LLP

Date authorised
2 February 2015
Companies House
OC392261
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    N V M Private Equity
    Block D
    Portland House
    54 New Bridge Street West
    Newcastle Upon Tyne
    NE1 8AP
    UNITED KINGDOM
    Phone
    +441912446000
    Web
    https://www.nvm.co.uk

  • Complaints Contact

    N V M Private Equity
    Block D
    Portland House
    54 New Bridge Street West
    Newcastle Upon Tyne
    NE1 8AP
    UNITED KINGDOM
    Phone
    +441912446000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Liam Steven May

    IRN LSM01049

    • CF30 Customer (1 Jun 2017 to 8 Dec 2019)
  • Martin Ian Green

    IRN MIG01011

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (2 Feb 2015 to 8 Dec 2019)
    • CF30 Customer (2 Feb 2015 to 8 Dec 2019)
    • CF3 Chief Executive (2 Feb 2015 to 8 Dec 2019)
  • Mauro Andrea Biagioni

    IRN MAB01430

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (2 Feb 2015 to 8 Dec 2019)
    • CF30 Customer (2 Feb 2015 to 8 Dec 2019)
  • Norman Murray Yarrow

    IRN NMY01000

    • CF30 Customer (2 Feb 2015 to 11 Jan 2018)
  • Oliver Wildig

    IRN OXW00022

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Peter Struan Hodson

    IRN PSH01057

    • SMF27 Partner (9 Dec 2019 to 13 Sep 2022)
    • CF4 Partner (2 Feb 2015 to 8 Dec 2019)
    • CF30 Customer (2 Feb 2015 to 8 Dec 2019)
  • Sam Sinclair

    IRN SXS00547

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jan 2024)
  • Simon David John

    IRN SXD02470

    • SMF16 Compliance Oversight (since 23 Feb 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Feb 2024)
    • SMF27 Partner (since 3 Sep 2021)
    • CF30 Customer (1 Feb 2018 to 8 Dec 2019)
  • Timothy Roland Levett

    IRN TRL01012

    • SMF27 Partner (9 Dec 2019 to 27 Feb 2025)
    • CF30 Customer (2 Feb 2015 to 8 Dec 2019)
    • CF4 Partner (2 Feb 2015 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.