Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BFS Funding Managers Limited (no longer approved here)

    FRN 608682

    • CF30 Customer (12 May 2016 to 4 Nov 2019)
  • Mercia Regional Ventures Limited (no longer approved here)

    FRN 183363

    • CF30 Customer (8 May 2009 to 17 Sep 2010)
  • River Capital Management Limited (no longer approved here)

    FRN 180891

    • CF30 Customer (1 Nov 2007 to 27 Apr 2009)
    • CF27 Investment Management (13 Dec 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (22 Feb 2002 to 13 Dec 2002)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Feb 2002 to 22 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.