Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Mercia Business Loans Limited
FRN 443560
- [FCA CF] Material risk taker (since 9 Sep 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 19 Jul 2022)
- [FCA CF] Significant management (1 Jul 2024 to 10 Sep 2025)
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Frontier Development Capital Limited
FRN 829697
- [FCA CF] Material risk taker (since 4 Sep 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Jun 2025)
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Mercia Regional Ventures Limited
FRN 183363
- [FCA CF] Material risk taker (since 1 Jul 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 19 Jul 2022)
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Mercia Fund Management Limited
FRN 524856
- [FCA CF] Material risk taker (since 1 Jul 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Jun 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.