Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mercia Regional Ventures Limited (no longer approved here)

    FRN 183363

    • [FCA CF] Client dealing (1 Jul 2024 to 1 Apr 2025)
    • [FCA CF] Material risk taker (1 Jul 2024 to 1 Apr 2025)
    • CF30 Customer (15 May 2012 to 8 Dec 2019)
  • Mercia Fund Management Limited (no longer approved here)

    FRN 524856

    • [FCA CF] Client dealing (1 Jul 2024 to 1 Apr 2025)
    • [FCA CF] Material risk taker (1 Jul 2024 to 1 Apr 2025)

Recent activity

Updates to this individual's record on the FCA register.

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