Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF2 Non Executive Director (15 Apr 2013 to 10 Jul 2017)
- CF8 Apportionment and Oversight (13 Mar 2006 to 31 Mar 2009)
- CF3 Chief Executive (13 Mar 2006 to 12 Apr 2013)
- CF1 Director (13 Mar 2006 to 12 Apr 2013)
-
- CF10 Compliance Oversight (4 Feb 2013 to 10 Jun 2013)
- CF11 Money Laundering Reporting (4 Feb 2013 to 10 Jun 2013)
- CF3 Chief Executive (4 Feb 2013 to 10 Jun 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.