Date authorised
1 April 2013
Companies House
05566789
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Preston Technology Centre
    Marsh Lane
    Preston
    Lancashire
    PR1 8UQ
    UNITED KINGDOM
    Phone
    +4403302231430
  • Complaints Contact

    Preston Technology Centre
    Marsh Lane
    Preston
    Lancashire
    PR1 8UQ
    UNITED KINGDOM
    Phone
    +443302231430

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ian Atkinson

    IRN IXA01201

    • CF30 Customer (12 Oct 2010 to 8 Dec 2019)
  • Ian Paul Howson

    IRN IPH01027

    • CF30 Customer (17 Aug 2010 to 30 Jan 2015)
  • Jane Ann Siddle

    IRN JAS01309

    • CF30 Customer (1 Nov 2007 to 29 May 2009)
    • CF27 Investment Management (13 Mar 2006 to 31 Oct 2007)
  • Jill Caroline Williams Callow

    IRN JCW01182

    • [FCA CF] Client dealing (1 Aug 2022 to 31 Dec 2022)
    • [FCA CF] Material risk taker (1 Aug 2022 to 31 Dec 2022)
  • Jocelyne Bath

    IRN JXB03816

    • [FCA CF] Manager of certification employee (since 1 Jul 2024)
    • [FCA CF] Significant management (since 1 Jul 2024)
    • [FCA CF] Material risk taker (since 1 Jul 2024)
  • John Roger Horrocks Hoyle

    IRN JRH01158

    • CF2 Non Executive Director (8 Feb 2011 to 12 Oct 2012)
  • John Warner

    IRN JXW01833

    • CF2 Non Executive Director (1 Apr 2006 to 21 Dec 2009)
  • Jonathan Brett Diggines

    IRN JBD01026

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2020)
    • CF1 Director (8 Feb 2011 to 27 Mar 2018)
  • Jonathan Edward Craig

    IRN JEC01233

    • CF30 Customer (14 Jun 2010 to 8 Dec 2019)
  • Karl David Hodson

    IRN KDH01037

    • CF30 Customer (1 Jul 2010 to 14 Mar 2016)
    • CF27 Investment Management (15 May 2006 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

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