Date authorised
1 April 2013
Companies House
05566789
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Preston Technology Centre
    Marsh Lane
    Preston
    Lancashire
    PR1 8UQ
    UNITED KINGDOM
    Phone
    +4403302231430
  • Complaints Contact

    Preston Technology Centre
    Marsh Lane
    Preston
    Lancashire
    PR1 8UQ
    UNITED KINGDOM
    Phone
    +443302231430

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kenneth David Ward

    IRN KDW01035

    • CF30 Customer (3 Feb 2010 to 8 Dec 2019)
  • Kevin Michael Steven

    IRN KMS01078

    • CF27 Investment Management (19 Mar 2007 to 9 Jul 2007)
  • Mark Andrew Payton

    IRN MAP01271

    • [FCA CF] Material risk taker (since 1 Jul 2024)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (21 Apr 2016 to 8 Dec 2019)
  • Martin Andrew Chaffer

    IRN MAC01226

    • CF30 Customer (1 Nov 2007 to 7 Apr 2010)
    • CF27 Investment Management (17 Jul 2007 to 31 Oct 2007)
  • Martin James Glanfield

    IRN MJG01406

    • [FCA CF] Material risk taker (since 1 Jul 2024)
    • [FCA CF] Client dealing (since 1 Jul 2024)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Aug 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Aug 2022)
    • CF1 Director (21 Apr 2016 to 8 Dec 2019)
  • Matthew Mead

    IRN MXM01416

    • CF1 Director (21 Apr 2016 to 8 May 2018)
  • Michael Craig Vinton

    IRN MCV01016

    • [FCA CF] Material risk taker (1 Jul 2024 to 28 Feb 2026)
    • SMF16 Compliance Oversight (22 Jan 2024 to 28 Feb 2026)
  • Michael John Woodhead

    IRN MJW01452

    • CF2 Non Executive Director (13 Mar 2006 to 3 Feb 2011)
  • Michelle Heaselgrave

    IRN MXH01256

    • [FCA CF] Significant management (1 Jul 2024 to 25 Oct 2024)
  • Paul Arthur

    IRN PXA00279

    • [FCA CF] Significant management (since 4 Sep 2025)
    • [FCA CF] Material risk taker (since 1 Jul 2024)
    • [FCA CF] Client dealing (since 1 Jul 2024)
    • [FCA CF] Significant management (1 Jul 2024 to 2 Jul 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.