Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 1 Jul 2024)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF30 Customer (5 May 2016 to 8 Dec 2019)
    • CF1 Director (5 May 2016 to 8 Dec 2019)
    • CF3 Chief Executive (5 May 2016 to 8 Dec 2019)
    • [FCA CF] Material risk taker (since 1 Jul 2024)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (21 Apr 2016 to 8 Dec 2019)
    • [FCA CF] Material risk taker (since 1 Jul 2024)
    • [FCA CF] Client dealing (since 1 Jul 2024)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 18 Nov 2025)
    • CF3 Chief Executive (4 Jan 2011 to 8 Dec 2019)
    • CF30 Customer (4 Jan 2011 to 8 Dec 2019)
    • CF1 Director (4 Jan 2011 to 8 Dec 2019)
    • CF28 Systems and controls (4 Jan 2011 to 8 Dec 2019)
  • West Midlands Enterprise Limited (no longer approved here)

    FRN 121943

    • CF30 Customer (3 Mar 2010 to 1 Mar 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.