Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Mercia Regional Ventures Limited
FRN 183363
- [FCA CF] Material risk taker (since 1 Jul 2024)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- CF30 Customer (5 May 2016 to 8 Dec 2019)
- CF1 Director (5 May 2016 to 8 Dec 2019)
- CF3 Chief Executive (5 May 2016 to 8 Dec 2019)
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Mercia Business Loans Limited
FRN 443560
- [FCA CF] Material risk taker (since 1 Jul 2024)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (21 Apr 2016 to 8 Dec 2019)
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Mercia Fund Management Limited
FRN 524856
- [FCA CF] Material risk taker (since 1 Jul 2024)
- [FCA CF] Client dealing (since 1 Jul 2024)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (9 Dec 2019 to 18 Nov 2025)
- CF3 Chief Executive (4 Jan 2011 to 8 Dec 2019)
- CF30 Customer (4 Jan 2011 to 8 Dec 2019)
- CF1 Director (4 Jan 2011 to 8 Dec 2019)
- CF28 Systems and controls (4 Jan 2011 to 8 Dec 2019)
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- CF30 Customer (3 Mar 2010 to 1 Mar 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.