Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Mercia Regional Ventures Limited
FRN 183363
- [FCA CF] Material risk taker (since 1 Jul 2024)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (20 Apr 2016 to 8 Dec 2019)
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Mercia Business Loans Limited
FRN 443560
- [FCA CF] Client dealing (since 1 Jul 2024)
- [FCA CF] Material risk taker (since 1 Jul 2024)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Material risk taker (9 Dec 2019 to 1 Aug 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 1 Aug 2022)
- CF1 Director (21 Apr 2016 to 8 Dec 2019)
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Mercia Fund Management Limited
FRN 524856
- [FCA CF] Client dealing (since 1 Jul 2024)
- [FCA CF] Material risk taker (since 1 Jul 2024)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (19 Dec 2016 to 8 Dec 2019)
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Frontier Development Capital Limited
FRN 829697
- [FCA CF] Material risk taker (since 1 Jul 2024)
- [FCA CF] Client dealing (since 1 Jul 2024)
- SMF9 Chair of the Governing Body (since 8 Jun 2023)
Recent activity
Updates to this individual's record on the FCA register.
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