Date authorised
1 April 2013
Companies House
05566789
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Preston Technology Centre
    Marsh Lane
    Preston
    Lancashire
    PR1 8UQ
    UNITED KINGDOM
    Phone
    +4403302231430
  • Complaints Contact

    Preston Technology Centre
    Marsh Lane
    Preston
    Lancashire
    PR1 8UQ
    UNITED KINGDOM
    Phone
    +443302231430

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul Cameron Taberner

    IRN PCT01020

    • [FCA CF] Material risk taker (since 1 Jul 2024)
    • [FCA CF] Client dealing (since 1 Jul 2024)
    • SMF3 Executive Director (since 4 Mar 2020)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Aug 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Aug 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Aug 2022)
    • CF30 Customer (17 May 2012 to 8 Dec 2019)
    • CF2 Non Executive Director (17 May 2012 to 4 Mar 2020)
  • Paul Melvin Ferguson

    IRN PMF01054

    • [FCA CF] Material risk taker (since 1 Apr 2021)
    • [FCA CF] Client dealing (since 1 Apr 2021)
  • Peter James Sorsby

    IRN PXS00766

    • [FCA CF] Significant management (since 21 Mar 2024)
  • Peter Michael Dines

    IRN PMD01176

    • SMF3 Executive Director (9 Dec 2019 to 19 Apr 2023)
    • CF1 Director (20 Sep 2019 to 8 Dec 2019)
  • Richard William Bamford

    IRN RWB01056

    • CF2 Non Executive Director (8 Feb 2011 to 1 Jan 2013)
  • Rosemary June Bhattacharjee

    IRN RJB01491

    • SMF16 Compliance Oversight (9 Dec 2019 to 13 Nov 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 19 Jul 2022)
    • CF10 Compliance Oversight (25 Apr 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (25 Apr 2019 to 8 Dec 2019)
  • Sanjoy Ghosh

    IRN SXG01961

    • SMF16 Compliance Oversight (since 20 Mar 2026)
    • [FCA CF] Material risk taker (since 12 Mar 2026)
  • Sarah Williams

    IRN SXW00915

    • [FCA CF] Significant management (since 1 Jul 2024)
  • Stephen John Ross

    IRN SXR01235

    • CF2 Non Executive Director (8 Feb 2011 to 5 Apr 2016)
  • Suzanne Wendy Summers

    IRN SWS01036

    • [FCA CF] Client dealing (since 1 Jul 2024)
    • [FCA CF] Material risk taker (since 24 Oct 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.