Sanjoy Ghosh

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mercia Regional Ventures Limited

    FRN 183363

    • SMF16 Compliance Oversight (since 20 Mar 2026)
    • [FCA CF] Material risk taker (since 12 Mar 2026)
  • Mercia Business Loans Limited

    FRN 443560

    • SMF16 Compliance Oversight (since 20 Mar 2026)
    • [FCA CF] Material risk taker (since 12 Mar 2026)
  • Mercia Fund Management Limited

    FRN 524856

    • SMF16 Compliance Oversight (since 20 Mar 2026)
    • [FCA CF] Material risk taker (since 12 Mar 2026)
  • Finance Birmingham Limited

    FRN 579201

    • SMF16 Compliance Oversight (since 20 Mar 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Mar 2026)
  • Frontier Development Capital Limited

    FRN 829697

    • SMF16 Compliance Oversight (since 20 Mar 2026)
    • [FCA CF] Material risk taker (since 12 Mar 2026)
  • Brickwood Asset Management LLP (no longer approved here)

    FRN 1009069

    • SMF16 Compliance Oversight (7 Oct 2024 to 10 Apr 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (7 Oct 2024 to 10 Apr 2025)
  • Towers Watson Investment Management Limited (no longer approved here)

    FRN 446740

    • SMF16 Compliance Oversight (9 Dec 2019 to 1 May 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 May 2024)
    • CF11 Money Laundering Reporting (15 Aug 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 May 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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