Finance Birmingham Limited

• Principal Place of Business

  11th Floor

  45 Church Street

  Birmingham

  West Midlands

  B3 2RT

  UNITED KINGDOM

  Phone

  +4401212334903

  Web

  https://www.financebirmingham.com

• Complaints Contact

  11th Floor

  45 Church Street

  Birmingham

  West Midlands

  B3 2RT

  UNITED KINGDOM

  Phone

  +4401212334903

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alison Jane Jarrett

  IRN AJJ01112

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Jul 2024)
  • SMF3 Executive Director (9 Dec 2019 to 31 Jul 2024)
  • CF1 Director (2 Jul 2012 to 8 Dec 2019)
• Andrew Green

  IRN AXG00275

  • [FCA CF] Client dealing (9 Dec 2019 to 6 Dec 2022)
• Andrew Povey

  IRN AXP01868

  • CF30 Customer (2 Jul 2012 to 22 May 2015)
• Annmarie Buffery

  IRN AXB00545

  • [FCA CF] Client dealing (9 Dec 2019 to 6 Dec 2022)
• Carl Perry

  IRN CXP00199

  • [FCA CF] Client dealing (9 Dec 2019 to 6 Dec 2022)
• Charles Robinson

  IRN CXR01560

  • [FCA CF] Client dealing (24 Jan 2022 to 6 Dec 2022)
• Clive Andrew Broadhurst

  IRN CAB01153

  • [FCA CF] Client dealing (9 Dec 2019 to 6 Dec 2022)
  • CF30 Customer (2 May 2014 to 8 Dec 2019)
• Diane Watt

  IRN DXW00249

  • [FCA CF] Client dealing (9 Dec 2019 to 6 Dec 2022)
• Edward Bradburn

  IRN EXB00121

  • [FCA CF] Client dealing (9 Dec 2019 to 6 Dec 2022)
• Gerald Gannaway

  IRN GXG00093

  • [FCA CF] Client dealing (9 Dec 2019 to 6 Dec 2022)

• West Midlands Development Capital Limited (no longer appointed)

  FRN 798535 · Appointed 12 Jan 2018 · Until 15 Dec 2023

• Frontier Development Capital Limited (no longer appointed)

  FRN 764314 · Appointed 14 Nov 2016 · Until 8 Aug 2019

No changes recorded yet.