Finance Birmingham Limited

• Principal Place of Business

  11th Floor

  45 Church Street

  Birmingham

  West Midlands

  B3 2RT

  UNITED KINGDOM

  Phone

  +4401212334903

  Web

  https://www.financebirmingham.com

• Complaints Contact

  11th Floor

  45 Church Street

  Birmingham

  West Midlands

  B3 2RT

  UNITED KINGDOM

  Phone

  +4401212334903

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Graham Nigel Mold

  IRN GNM01018

  • [FCA CF] Client dealing (9 Dec 2019 to 6 Dec 2022)
  • CF30 Customer (22 Dec 2015 to 8 Dec 2019)
• Ian James Fairclough

  IRN IJF01031

  • CF30 Customer (24 Mar 2014 to 14 Sep 2017)
• Jacek Zygmunt Glonek

  IRN JXG73738

  • SMF16 Compliance Oversight (19 Jun 2020 to 21 Oct 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (19 Jun 2020 to 21 Oct 2025)
• Jeremy Paul Taylor

  IRN JPT01113

  • SMF16 Compliance Oversight (9 Dec 2019 to 1 May 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 May 2020)
  • CF10 Compliance Oversight (2 Aug 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (2 Aug 2018 to 8 Dec 2019)
• John Martin Handley

  IRN JMH01161

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF2 Non Executive Director (AR) (15 Dec 2017 to 7 Aug 2019)
  • CF1 Director (2 Jul 2012 to 28 Feb 2018)
  • CF30 Customer (2 Jul 2012 to 8 Dec 2019)
• Julia Anne Goldsworthy

  IRN JXG08081

  • CF1 Director (AR) (8 Nov 2018 to 10 Nov 2021)
• Julie Waters

  IRN JXW00756

  • CF1 Director (AR) (21 Sep 2022 to 31 May 2023)
• Justin Sorby

  IRN JXS00490

  • [FCA CF] Client dealing (1 Dec 2020 to 6 Dec 2022)
• Kathryn Hoverd

  IRN KXH00164

  • [FCA CF] Client dealing (9 Dec 2019 to 6 Dec 2022)
• Kieren Turner-Owen

  IRN KXT00082

  • [FCA CF] Client dealing (9 Dec 2019 to 6 Dec 2022)

• West Midlands Development Capital Limited (no longer appointed)

  FRN 798535 · Appointed 12 Jan 2018 · Until 15 Dec 2023

• Frontier Development Capital Limited (no longer appointed)

  FRN 764314 · Appointed 14 Nov 2016 · Until 8 Aug 2019

No changes recorded yet.