Finance Birmingham Limited

• Principal Place of Business

  11th Floor

  45 Church Street

  Birmingham

  West Midlands

  B3 2RT

  UNITED KINGDOM

  Phone

  +4401212334903

  Web

  https://www.financebirmingham.com

• Complaints Contact

  11th Floor

  45 Church Street

  Birmingham

  West Midlands

  B3 2RT

  UNITED KINGDOM

  Phone

  +4401212334903

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Linda Katherine Horne

  IRN LXH13451

  • CF1 Director (AR) (4 Apr 2019 to 12 Dec 2023)
• Lindsay Dawn Bevan

  IRN LXB00403

  • [FCA CF] Client dealing (17 Jan 2022 to 6 Dec 2022)
• Marie Kelly

  IRN MXK00229

  • [FCA CF] Client dealing (9 Dec 2019 to 6 Dec 2022)
• Mark Barrow

  IRN MXB02982

  • CF1 Director (2 Jul 2012 to 10 Feb 2014)
• Mark Benjamin Dawson

  IRN MXD00233

  • [FCA CF] Client dealing (1 Sep 2020 to 15 Oct 2021)
• Michael Craig Vinton

  IRN MCV01016

  • SMF16 Compliance Oversight (6 Nov 2025 to 27 Feb 2026)
  • SMF17 Money Laundering Reporting Officer (MLRO) (6 Nov 2025 to 27 Feb 2026)
• Nicholas Oakley

  IRN NXO01186

  • [FCA CF] Client dealing (9 Dec 2019 to 6 Dec 2022)
  • CF30 Customer (19 Dec 2017 to 8 Dec 2019)
• Ondrej Morris Okeke

  IRN OMO01007

  • [FCA CF] Client dealing (9 Dec 2019 to 6 Dec 2022)
  • CF30 Customer (15 Dec 2017 to 8 Dec 2019)
• Paul Dransfield

  IRN PXD01794

  • CF1 Director (2 Jul 2014 to 13 Jul 2017)
• Paul John Frederick Halford

  IRN PJH01488

  • CF10 Compliance Oversight (1 Dec 2016 to 12 Jul 2018)
  • CF11 Money Laundering Reporting (1 Dec 2016 to 12 Jul 2018)

• West Midlands Development Capital Limited (no longer appointed)

  FRN 798535 · Appointed 12 Jan 2018 · Until 15 Dec 2023

• Frontier Development Capital Limited (no longer appointed)

  FRN 764314 · Appointed 14 Nov 2016 · Until 8 Aug 2019

No changes recorded yet.