Finance Birmingham Limited

Date authorised
1 April 2013
Companies House
07423867
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    11th Floor
    45 Church Street
    Birmingham
    West Midlands
    B3 2RT
    UNITED KINGDOM
    Phone
    +4401212334903
    Web
    https://www.financebirmingham.com

  • Complaints Contact

    11th Floor
    45 Church Street
    Birmingham
    West Midlands
    B3 2RT
    UNITED KINGDOM
    Phone
    +4401212334903

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Pauline Anne Watson

    IRN PXW00170

    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • Samuel Miller

    IRN SXM03122

    • [FCA CF] Client dealing (9 Dec 2019 to 16 Mar 2022)
    • CF30 Customer (27 Mar 2014 to 8 Dec 2019)
  • Sanjoy Ghosh

    IRN SXG01961

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Mar 2026)
    • SMF16 Compliance Oversight (since 20 Mar 2026)
  • Sean Russell Pearce

    IRN SRP01139

    • CF1 Director (AR) (1 Mar 2018 to 14 Dec 2018)
  • Simon Kelsall

    IRN SXK00228

    • [FCA CF] Client dealing (9 Dec 2019 to 6 Dec 2022)
  • Stephen Hetherington

    IRN SXH00388

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2021)
  • Suzanne Wendy Summers

    IRN SWS01036

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF3 Chief Executive (AR) (18 Dec 2017 to 8 Aug 2019)
    • CF1 Director (AR) (18 Dec 2017 to 7 Aug 2019)
    • CF30 Customer (26 Mar 2014 to 8 Dec 2019)
    • CF1 Director (2 Jul 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Jul 2012 to 8 Dec 2016)
    • CF3 Chief Executive (2 Jul 2012 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Jul 2012 to 8 Dec 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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