Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Finance Birmingham Limited (no longer approved here)

    FRN 579201

    • SMF16 Compliance Oversight (6 Nov 2025 to 27 Feb 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (6 Nov 2025 to 27 Feb 2026)
  • Frontier Development Capital Limited (no longer approved here)

    FRN 829697

    • [FCA CF] Material risk taker (4 Sep 2025 to 28 Feb 2026)
    • SMF16 Compliance Oversight (20 Jun 2025 to 28 Feb 2026)
  • Mercia Regional Ventures Limited (no longer approved here)

    FRN 183363

    • [FCA CF] Material risk taker (1 Jul 2024 to 28 Feb 2026)
    • SMF16 Compliance Oversight (22 Jan 2024 to 28 Feb 2026)
  • Mercia Business Loans Limited (no longer approved here)

    FRN 443560

    • [FCA CF] Material risk taker (1 Jul 2024 to 28 Feb 2026)
    • SMF16 Compliance Oversight (22 Jan 2024 to 28 Feb 2026)
  • Mercia Fund Management Limited (no longer approved here)

    FRN 524856

    • [FCA CF] Material risk taker (1 Jul 2024 to 28 Feb 2026)
    • SMF16 Compliance Oversight (22 Jan 2024 to 28 Feb 2026)
  • BORDER TO COAST PENSIONS PARTNERSHIP LIMITED (no longer approved here)

    FRN 800511

    • [FCA CF] Material risk taker (13 Sep 2021 to 1 Oct 2023)
    • SMF16 Compliance Oversight (13 Sep 2021 to 1 Oct 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (13 Sep 2021 to 1 Oct 2023)
  • LGPS Central Ltd (no longer approved here)

    FRN 784958

    • [FCA CF] Significant management (9 Dec 2019 to 18 Aug 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 18 Aug 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 18 Aug 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 18 Aug 2021)
    • CF10 Compliance Oversight (18 Jan 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (18 Jan 2018 to 8 Dec 2019)
    • CF28 Systems and controls (18 Jan 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.