Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Finance Birmingham Limited (no longer approved here)

    FRN 579201

    • SMF16 Compliance Oversight (9 Dec 2019 to 1 May 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 May 2020)
    • CF10 Compliance Oversight (2 Aug 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Aug 2018 to 8 Dec 2019)
  • Frontier Development Capital Limited (no longer approved here)

    FRN 829697

    • SMF16 Compliance Oversight (9 Dec 2019 to 4 May 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 4 May 2020)
    • CF10 Compliance Oversight (8 Aug 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (8 Aug 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.