Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Frontier Development Capital Limited (no longer approved here)

    FRN 829697

    • [FCA CF] Client dealing (1 Jul 2024 to 1 Jun 2025)
    • [FCA CF] Material risk taker (1 Jul 2024 to 1 Jun 2025)
    • SMF16 Compliance Oversight (19 Jun 2020 to 31 May 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (19 Jun 2020 to 31 May 2025)
  • Finance Birmingham Limited (no longer approved here)

    FRN 579201

    • SMF16 Compliance Oversight (19 Jun 2020 to 21 Oct 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (19 Jun 2020 to 21 Oct 2025)

Recent activity

Updates to this individual's record on the FCA register.

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