Brickwood Asset Management LLP

• Principal Place of Business

  8 - 10 GROSVENOR GARDENS

  LONDON

  SW1W 0DH

  UNITED KINGDOM

  Phone

  +442046033122

  Web

  https://www.brickwoodam.com

• Complaints Contact

  8 - 10 GROSVENOR GARDENS

  LONDON

  SW1W 0DH

  UNITED KINGDOM

  Phone

  +4402046033122

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alethea Ann Nugent

  IRN AXN00066

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 27 May 2025)
  • SMF16 Compliance Oversight (since 27 May 2025)
• Ben Charles Whitmore

  IRN BCW01019

  • [FCA CF] Material risk taker (since 5 Nov 2025)
  • [FCA CF] Client dealing (since 6 Nov 2024)
  • SMF27 Partner (since 7 Oct 2024)
• Claudia Jessie Aloisia Ripley

  IRN CJR01179

  • [FCA CF] Material risk taker (since 5 Nov 2025)
  • [FCA CF] Client dealing (since 27 Dec 2024)
  • SMF27 Partner (since 7 Oct 2024)
  • SMF1 Chief Executive (since 7 Oct 2024)
• Dermot Murphy

  IRN DXM02864

  • [FCA CF] Material risk taker (since 5 Nov 2025)
  • [FCA CF] Client dealing (since 28 Oct 2024)
  • SMF27 Partner (since 7 Oct 2024)
• Gail Le Coz

  IRN GXL00345

  • Director of firm who is not a certification employee or a SMF manager (since 16 May 2025)
• George Harry Sugden

  IRN GXS00862

  • [FCA CF] Client dealing (since 12 Mar 2026)
• Kenneth Roderick Lambden

  IRN KRL01022

  • SMF9 Chair of the Governing Body (since 8 Apr 2025)
• Kevin Murphy

  IRN KXM01294

  • [FCA CF] Material risk taker (since 5 Nov 2025)
  • SMF27 Partner (since 12 Dec 2024)
  • [FCA CF] Client dealing (since 12 Dec 2024)
• Sanjoy Ghosh

  IRN SXG01961

  • SMF16 Compliance Oversight (7 Oct 2024 to 10 Apr 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (7 Oct 2024 to 10 Apr 2025)

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