Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Brickwood Asset Management LLP
FRN 1009069
- [FCA CF] Material risk taker (since 5 Nov 2025)
- SMF27 Partner (since 12 Dec 2024)
- [FCA CF] Client dealing (since 12 Dec 2024)
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- [FCA CF] Material risk taker (26 Sep 2022 to 3 Jul 2024)
- [FCA CF] Client dealing (1 Oct 2020 to 3 Jul 2024)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
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- [FCA CF] Client dealing (1 Oct 2020 to 3 Jul 2024)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
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- [FCA CF] Material risk taker (1 Oct 2020 to 3 Jul 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.