Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 5 Nov 2025)
    • [FCA CF] Client dealing (since 6 Nov 2024)
    • SMF27 Partner (since 7 Oct 2024)
  • JUPITER INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 171847

    • [FCA CF] Material risk taker (1 Jan 2021 to 23 Mar 2023)
    • [FCA CF] Client dealing (1 Jan 2021 to 1 Nov 2024)
    • [FCA CF] Manager of certification employee (1 Jan 2021 to 1 Nov 2024)
  • Jupiter Asset Management Limited (no longer approved here)

    FRN 141274

    • [FCA CF] Material risk taker (5 Oct 2020 to 1 Nov 2024)
    • [FCA CF] Client dealing (5 Oct 2020 to 1 Nov 2024)
    • [FCA CF] Manager of certification employee (5 Oct 2020 to 1 Nov 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (2 Nov 2006 to 31 Oct 2007)
  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • CF27 Investment Management (1 Dec 2001 to 30 Sep 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
    • CF27 Investment Management (1 Dec 2001 to 30 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.