Towers Watson Investment Management Limited

• Principal Place of Business

  Willis Group

  51 Lime Street

  London

  City Of London

  EC3M 7DQ

  UNITED KINGDOM

  Phone

  +442031246000

  Web

  https://www.wtwco.com

• Complaints Contact

  Willis Group

  51 Lime Street

  London

  City Of London

  EC3M 7DQ

  UNITED KINGDOM

  Phone

  +442031246000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alasdair James MacDonald

  IRN AJM01562

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (22 Oct 2013 to 8 Dec 2019)
• Alastair Nicholas Cuming

  IRN ANC01021

  • [FCA CF] Manager of certification employee (18 Nov 2022 to 30 Jan 2026)
  • CF30 Customer (3 Nov 2008 to 8 Dec 2019)
• Alexander John Leishman

  IRN AXL08787

  • [FCA CF] Client dealing (9 Dec 2019 to 17 Aug 2020)
  • CF30 Customer (28 Nov 2018 to 8 Dec 2019)
• Alexander Philip Norman Leese

  IRN AXL00284

  • [FCA CF] Material risk taker (since 25 Nov 2022)
  • [FCA CF] Manager of certification employee (since 26 Apr 2021)
  • [FCA CF] Client dealing (since 9 Apr 2021)
• Andrew Martin Brown

  IRN AMB01308

  • [FCA CF] Client dealing (since 20 Sep 2024)
• Arabella Olivia Rose Wood

  IRN AXB22389

  • [FCA CF] Manager of certification employee (since 20 Oct 2022)
  • [FCA CF] Client dealing (since 23 Sep 2022)
• Benedict Paul Thomas

  IRN BPT01025

  • CF11 Money Laundering Reporting (17 Feb 2014 to 29 Jul 2016)
• Benjamin James Leach

  IRN BJL01069

  • [FCA CF] Manager of certification employee (since 1 Apr 2025)
• Carl Aaron Hess

  IRN CXH01806

  • CF1 Director (21 Feb 2013 to 21 Mar 2014)
• Catherine Ann Bowmar

  IRN CAB01242

  • [FCA CF] Significant management (since 9 Dec 2019)

No changes recorded yet.