Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 1 Jul 2024)
    • [FCA CF] Client dealing (since 1 Jul 2024)
    • SMF3 Executive Director (since 4 Mar 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Aug 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Aug 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Aug 2022)
    • CF30 Customer (17 May 2012 to 8 Dec 2019)
    • CF2 Non Executive Director (17 May 2012 to 4 Mar 2020)
    • [FCA CF] Material risk taker (since 1 Jul 2024)
    • [FCA CF] Client dealing (since 1 Jul 2024)
    • SMF3 Executive Director (since 11 Jan 2024)
  • Mercia Regional Ventures Limited (no longer approved here)

    FRN 183363

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Jul 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (24 Apr 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.