Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Mercia Business Loans Limited
FRN 443560
- [FCA CF] Material risk taker (since 1 Jul 2024)
- [FCA CF] Client dealing (since 1 Jul 2024)
- SMF3 Executive Director (since 4 Mar 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 1 Aug 2022)
- [FCA CF] Material risk taker (9 Dec 2019 to 1 Aug 2022)
- [FCA CF] Significant management (9 Dec 2019 to 1 Aug 2022)
- CF30 Customer (17 May 2012 to 8 Dec 2019)
- CF2 Non Executive Director (17 May 2012 to 4 Mar 2020)
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Frontier Development Capital Limited
FRN 829697
- [FCA CF] Material risk taker (since 1 Jul 2024)
- [FCA CF] Client dealing (since 1 Jul 2024)
- SMF3 Executive Director (since 11 Jan 2024)
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- [FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2024)
- [FCA CF] Material risk taker (9 Dec 2019 to 1 Jul 2024)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (24 Apr 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.