Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Jul 2024)
    • [FCA CF] Material risk taker (1 Jul 2024 to 30 Sep 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Aug 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Aug 2022)
    • SMF3 Executive Director (9 Dec 2019 to 30 Sep 2025)
    • CF1 Director (20 Dec 2016 to 8 Dec 2019)
    • CF30 Customer (8 Jul 2016 to 8 Dec 2019)
  • Mercia Regional Ventures Limited (no longer approved here)

    FRN 183363

    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Aug 2022)
    • SMF3 Executive Director (9 Dec 2019 to 17 May 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Aug 2022)
    • CF1 Director (20 Sep 2019 to 8 Dec 2019)
  • Mercia Business Loans Limited (no longer approved here)

    FRN 443560

    • SMF3 Executive Director (9 Dec 2019 to 19 Apr 2023)
    • CF1 Director (20 Sep 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.