Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 20 Dec 2021)
  • Mobeus Equity Partners LLP (no longer approved here)

    FRN 456538

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Sep 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2021)
    • CF30 Customer (12 Feb 2019 to 8 Dec 2019)
  • Mercia Business Loans Limited (no longer approved here)

    FRN 443560

    • CF1 Director (21 Apr 2016 to 8 May 2018)
  • Mercia Regional Ventures Limited (no longer approved here)

    FRN 183363

    • CF1 Director (19 Apr 2016 to 5 May 2018)
    • CF30 Customer (19 Apr 2016 to 8 Dec 2019)
  • Mercia Fund Management Limited (no longer approved here)

    FRN 524856

    • CF1 Director (26 Aug 2015 to 14 Jan 2019)
    • CF30 Customer (26 Aug 2015 to 8 Dec 2019)
  • Nesta Investment Management LLP (no longer approved here)

    FRN 485167

    • CF30 Customer (24 Mar 2010 to 20 May 2015)
    • CF4 Partner (24 Mar 2010 to 20 May 2015)
    • CF3 Chief Executive (24 Mar 2010 to 20 May 2015)
  • 3i Investments Plc (no longer approved here)

    FRN 195262

    • CF30 Customer (1 Nov 2007 to 24 Dec 2009)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.