Date authorised
1 April 2013
Companies House
03249066
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit F26
    Preston Technology Management Centre
    Marsh Lane
    Preston
    Lancashire
    PR1 8UQ
    UNITED KINGDOM
    Phone
    +4403302231430
  • Complaints Contact

    Unit F26
    Preston Technology Management Centre
    Marsh Lane
    Preston
    Lancashire
    PR1 8UQ
    UNITED KINGDOM
    Phone
    +443302231430

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to venture capital business and in carrying on this activity to the specified investments, "share", "debenture", "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on commodity futures)", "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to venture capital business and in carrying on this activity to the specified investments, "share", "debenture", "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on commodity futures)", "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • Credit Brokering

  • Debt Plan Admin

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to venture capital business and in carrying on this activity to the specified investments, "share", "debenture", "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on commodity futures)", "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Craig Vinton

    IRN MCV01016

    • [FCA CF] Material risk taker (1 Jul 2024 to 28 Feb 2026)
    • SMF16 Compliance Oversight (22 Jan 2024 to 28 Feb 2026)
  • Michael John Bakewell

    IRN MJB01695

    • CF30 Customer (29 Mar 2010 to 20 May 2011)
  • Michael Robert Hynes

    IRN MRH01089

    • CF8 Apportionment and Oversight (1 Dec 2001 to 23 Oct 2002)
    • CF3 Chief Executive (1 Dec 2001 to 23 Oct 2002)
    • CF1 Director (1 Dec 2001 to 23 Oct 2002)
  • Michael Walker

    IRN MXW01263

    • CF30 Customer (1 Nov 2007 to 30 Jun 2014)
    • CF27 Investment Management (18 Mar 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 18 Mar 2003)
  • Michelle Heaselgrave

    IRN MXH01256

    • [FCA CF] Significant management (1 Jul 2024 to 25 Oct 2024)
  • Neil Williams

    IRN NXW01116

    • CF10 Compliance Oversight (1 Dec 2001 to 7 Dec 2001)
  • Owen Gerard McLaughlin

    IRN OGM01002

    • CF1 Director (1 Dec 2001 to 23 Oct 2002)
  • Paul Aaron Betts

    IRN PAB01363

    • CF30 Customer (29 Mar 2010 to 31 May 2014)
  • Paul Cameron Taberner

    IRN PCT01020

    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Jul 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (24 Apr 2006 to 31 Oct 2007)
  • Paul Melvin Ferguson

    IRN PMF01054

    • CF30 Customer (14 May 2009 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.