Mercia Regional Ventures Limited

• Principal Place of Business

  Unit F26

  Preston Technology Management Centre

  Marsh Lane

  Preston

  Lancashire

  PR1 8UQ

  UNITED KINGDOM

  Phone

  +4403302231430

  Web

  https://www.mercia.co.uk

• Complaints Contact

  Unit F26

  Preston Technology Management Centre

  Marsh Lane

  Preston

  Lancashire

  PR1 8UQ

  UNITED KINGDOM

  Phone

  +443302231430

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Limited to venture capital business and in carrying on this activity to the specified investments, "share", "debenture", "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on commodity futures)", "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Limited to venture capital business and in carrying on this activity to the specified investments, "share", "debenture", "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on commodity futures)", "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).

• Credit Brokering

• Debt Plan Admin

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Limited to venture capital business and in carrying on this activity to the specified investments, "share", "debenture", "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on commodity futures)", "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).

• Private Investment Funds

• Peter Michael Dines

  IRN PMD01176

  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Aug 2022)
  • SMF3 Executive Director (9 Dec 2019 to 17 May 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 1 Aug 2022)
  • CF1 Director (20 Sep 2019 to 8 Dec 2019)
• Randolph Graham McInnes

  IRN RGM01044

  • CF1 Director (1 Dec 2001 to 23 Oct 2002)
• Richard John Hepper

  IRN RJH01241

  • CF11 Money Laundering Reporting (1 Aug 2003 to 19 Dec 2006)
  • CF10 Compliance Oversight (1 Aug 2003 to 19 Dec 2006)
  • CF27 Investment Management (5 Jun 2003 to 19 Dec 2006)
  • CF1 Director (5 Jun 2003 to 19 Dec 2006)
  • CF13 Finance (5 Jun 2003 to 19 Dec 2006)
• Richard Michael Young

  IRN RMY01007

  • CF30 Customer (1 Nov 2007 to 30 Oct 2014)
  • CF27 Investment Management (20 Mar 2003 to 31 Oct 2007)
• Richard William Bamford

  IRN RWB01056

  • CF2 Non Executive Director (17 Feb 2011 to 31 Dec 2012)
  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • CF1 Director (4 Sep 2002 to 17 Jan 2011)
  • CF3 Chief Executive (4 Sep 2002 to 25 Jan 2010)
  • CF8 Apportionment and Oversight (4 Sep 2002 to 31 Oct 2007)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Robert Anthony Sheffrin

  IRN RAS01133

  • CF30 Customer (1 Nov 2007 to 28 Oct 2008)
  • CF10 Compliance Oversight (8 Jan 2002 to 31 Jul 2003)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 31 Jul 2003)
• Rosemary June Bhattacharjee

  IRN RJB01491

  • SMF16 Compliance Oversight (9 Dec 2019 to 13 Nov 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 19 Jul 2022)
  • CF11 Money Laundering Reporting (30 Jul 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (30 Jul 2019 to 8 Dec 2019)
• Sanjoy Ghosh

  IRN SXG01961

  • SMF16 Compliance Oversight (since 20 Mar 2026)
  • [FCA CF] Material risk taker (since 12 Mar 2026)
• Sarah Williams

  IRN SXW00915

  • [FCA CF] Significant management (since 1 Jul 2024)
• Sean Keogh

  IRN SXK01147

  • CF1 Director (1 Dec 2001 to 23 Oct 2002)

No changes recorded yet.