Mercia Regional Ventures Limited

Date authorised
1 April 2013
Companies House
03249066
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit F26
    Preston Technology Management Centre
    Marsh Lane
    Preston
    Lancashire
    PR1 8UQ
    UNITED KINGDOM
    Phone
    +4403302231430
    Web
    https://www.mercia.co.uk

  • Complaints Contact

    Unit F26
    Preston Technology Management Centre
    Marsh Lane
    Preston
    Lancashire
    PR1 8UQ
    UNITED KINGDOM
    Phone
    +443302231430

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to venture capital business and in carrying on this activity to the specified investments, "share", "debenture", "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on commodity futures)", "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to venture capital business and in carrying on this activity to the specified investments, "share", "debenture", "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on commodity futures)", "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).

  • Credit Brokering

  • Debt Plan Admin

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to venture capital business and in carrying on this activity to the specified investments, "share", "debenture", "warrant", "certificate representing certain security", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on commodity futures)", "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon Douglas John Ward

    IRN SDW01067

    • CF30 Customer (6 Nov 2009 to 31 May 2012)
  • Stephen John Ross

    IRN SXR01235

    • CF30 Customer (15 May 2009 to 8 Dec 2019)
    • CF2 Non Executive Director (21 Apr 2005 to 4 Apr 2016)
  • Stephen Joseph Rawlinson

    IRN SJR01156

    • CF2 Non Executive Director (27 Oct 2006 to 16 Aug 2007)
  • Stephen Martin Windsor

    IRN SXW00907

    • [FCA CF] Significant management (since 1 Oct 2025)
    • [FCA CF] Material risk taker (since 1 Jul 2024)
    • [FCA CF] Client dealing (since 1 Jul 2024)
  • Wayne Leslie Thomas

    IRN WLT01002

    • [FCA CF] Significant management (since 12 Jan 2023)
    • [FCA CF] Client dealing (12 Jan 2023 to 1 Jul 2024)
    • SMF3 Executive Director (22 Oct 2021 to 12 Jan 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Aug 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Aug 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (11 Jan 2007 to 31 Oct 2007)
  • William Arthur Clark

    IRN WAC01024

    • [FCA CF] Material risk taker (since 1 Jul 2024)
    • [FCA CF] Client dealing (since 1 Jul 2024)
    • SMF3 Executive Director (since 25 Oct 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Aug 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Aug 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Aug 2022)
    • CF30 Customer (28 Jul 2011 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.