William Arthur Clark

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mercia Fund Management Limited

    FRN 524856

    • SMF3 Executive Director (since 1 Oct 2025)
    • SMF1 Chief Executive (since 1 Oct 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (1 Jul 2024 to 30 Sep 2025)
    • [FCA CF] Significant management (1 Jul 2024 to 30 Sep 2025)
  • Mercia Regional Ventures Limited

    FRN 183363

    • [FCA CF] Client dealing (since 1 Jul 2024)
    • [FCA CF] Material risk taker (since 1 Jul 2024)
    • SMF3 Executive Director (since 25 Oct 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Aug 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Aug 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Aug 2022)
    • CF30 Customer (28 Jul 2011 to 8 Dec 2019)
  • 3i Investments Plc (no longer approved here)

    FRN 195262

    • CF30 Customer (1 Nov 2007 to 30 Apr 2008)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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