Simon Douglas John Ward

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Mercia Regional Ventures Limited (no longer approved here)
FRN 183363
- CF30 Customer (6 Nov 2009 to 31 May 2012)
Octopus Investments Limited (no longer approved here)
FRN 194779
- CF30 Customer (24 Aug 2009 to 16 Oct 2009)
Livingbridge EP LLP (no longer approved here)
FRN 429087
- CF30 Customer (1 Nov 2007 to 5 Feb 2009)
- CF27 Investment Management (6 Jun 2005 to 31 Oct 2007)
Columbia Threadneedle Fund Management Limited (no longer approved here)
FRN 121940
- CF27 Investment Management (13 Mar 2003 to 1 May 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.