Wayne Leslie Thomas

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mercia Regional Ventures Limited

    FRN 183363

    • [FCA CF] Significant management (since 12 Jan 2023)
    • [FCA CF] Client dealing (12 Jan 2023 to 1 Jul 2024)
    • SMF3 Executive Director (22 Oct 2021 to 12 Jan 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Aug 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Aug 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (11 Jan 2007 to 31 Oct 2007)
  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • CF27 Investment Management (11 Aug 2005 to 10 Mar 2006)
  • ERNST & YOUNG LLP (no longer approved here)

    FRN 196203

    • CF23 Corporate Finance Adviser (27 Dec 2002 to 31 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.