Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 1 Jul 2024)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 1 Jul 2024)
    • [FCA CF] Significant management (since 1 Dec 2021)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (10 May 2017 to 8 Dec 2019)
  • Technology Venture Partners LLP (no longer approved here)

    FRN 603550

    • CF4 Partner (16 May 2014 to 31 Oct 2016)
    • CF30 Customer (16 May 2014 to 31 Oct 2016)
  • YFM Private Equity Limited (no longer approved here)

    FRN 122120

    • CF30 Customer (1 Nov 2007 to 23 May 2014)
    • CF27 Investment Management (28 Jul 2006 to 31 Oct 2007)
  • KPMG LLP (no longer approved here)

    FRN 210513

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 30 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.