Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Mercia Regional Ventures Limited
FRN 183363
- [FCA CF] Manager of certification employee (since 1 Jul 2024)
- [FCA CF] Significant management (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
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Mercia Fund Management Limited
FRN 524856
- [FCA CF] Manager of certification employee (since 1 Jul 2024)
- [FCA CF] Significant management (since 1 Dec 2021)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (10 May 2017 to 8 Dec 2019)
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- CF4 Partner (16 May 2014 to 31 Oct 2016)
- CF30 Customer (16 May 2014 to 31 Oct 2016)
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- CF30 Customer (1 Nov 2007 to 23 May 2014)
- CF27 Investment Management (28 Jul 2006 to 31 Oct 2007)
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- CF23 Corporate Finance Adviser (30 Apr 2002 to 30 May 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.