Date authorised
16 May 2014
Companies House
OC385026
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Innovation Centre
    Dirac Crescent
    Emersons Green
    Bristol
    Avon
    BS16 7FR
    UNITED KINGDOM
    Phone
    +441173707740
  • Complaints Contact

    Peter Davies
    The Innovation Centre
    Dirac Crescent
    Emersons Green
    Bristol
    Avon
    BS16 7FR
    UNITED KINGDOM
    Phone
    +441173707740

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Angus Stuart Neil

    IRN ASN01037

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF28 Systems and controls (16 May 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (16 May 2014 to 8 Dec 2019)
  • Julian Alistair Dennard

    IRN JXD01431

    • CF4 Partner (16 May 2014 to 31 Oct 2016)
    • CF30 Customer (16 May 2014 to 31 Oct 2016)
  • Nick Simmonds

    IRN NXS01518

    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (16 May 2014 to 8 Dec 2019)
    • CF4 Partner (16 May 2014 to 8 Dec 2019)
  • Peter Richard Davies

    IRN PRD01050

    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (16 May 2014 to 8 Dec 2019)
    • CF30 Customer (16 May 2014 to 8 Dec 2019)
    • CF4 Partner (16 May 2014 to 8 Dec 2019)
  • Richard James Green

    IRN RJG01152

    • CF2 Non Executive Director (7 Jul 2015 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

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