Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Frontier Development Capital Limited
FRN 829697
- [FCA CF] Material risk taker (since 29 Aug 2025)
- [FCA CF] Client dealing (since 29 Aug 2025)
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Mercia Regional Ventures Limited
FRN 183363
- [FCA CF] Material risk taker (since 1 Jul 2024)
- [FCA CF] Client dealing (since 1 Jul 2024)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Client dealing (9 Dec 2019 to 1 Aug 2022)
- [FCA CF] Material risk taker (9 Dec 2019 to 1 Aug 2022)
- CF1 Director (23 May 2017 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (4 Nov 2004 to 31 Oct 2007)
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Mercia Fund Management Limited
FRN 524856
- [FCA CF] Client dealing (since 1 Jul 2024)
- [FCA CF] Material risk taker (since 1 Jul 2024)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Client dealing (9 Dec 2019 to 1 Aug 2022)
- [FCA CF] Material risk taker (9 Dec 2019 to 1 Aug 2022)
- CF30 Customer (2 Nov 2016 to 8 Dec 2019)
- CF1 Director (2 Nov 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.