Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 29 Aug 2025)
    • [FCA CF] Client dealing (since 29 Aug 2025)
    • [FCA CF] Material risk taker (since 1 Jul 2024)
    • [FCA CF] Client dealing (since 1 Jul 2024)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Aug 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Aug 2022)
    • CF1 Director (23 May 2017 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (4 Nov 2004 to 31 Oct 2007)
    • [FCA CF] Client dealing (since 1 Jul 2024)
    • [FCA CF] Material risk taker (since 1 Jul 2024)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Aug 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Aug 2022)
    • CF30 Customer (2 Nov 2016 to 8 Dec 2019)
    • CF1 Director (2 Nov 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.