Liquidity Finance LLP

• Principal Place of Business

  Charles House

  5-11 Regent Street

  London

  SW1Y 4LR

  UNITED KINGDOM

  Phone

  +4402078562580

  Web

  https://www.seaportglobal.com

• Complaints Contact

  Charles House

  5-11 Regent Street

  London

  SW1Y 4LR

  UNITED KINGDOM

  Phone

  +442078562581

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Eduardo Godinho

  IRN EXG01101

  • CF30 Customer (29 Mar 2010 to 31 Dec 2010)
• Faisal Mian

  IRN FXM01116

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [PRA CF] Key function holder (since 9 Dec 2019)
  • CF30 Customer (4 Feb 2009 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (4 Feb 2009 to 8 Dec 2019)
  • CF4 Partner (4 Feb 2009 to 8 Dec 2019)
• Faruk Omer Akyol

  IRN FOA01001

  • CF30 Customer (14 Nov 2016 to 24 May 2017)
• Gagandeep Walia

  IRN GXW01388

  • [FCA CF] Client dealing (9 Dec 2019 to 12 Jan 2026)
  • CF30 Customer (13 Oct 2014 to 8 Dec 2019)
• Giuseppe Colombo

  IRN GXC01511

  • CF30 Customer (16 Oct 2017 to 21 Apr 2018)
• Heather Rogers

  IRN HXR01331

  • CF30 Customer (8 Jan 2016 to 10 Jun 2016)
• Henry John Quinnen

  IRN HJQ01000

  • [FCA CF] Client dealing (since 1 Feb 2023)
• Irfan Ladak

  IRN IXL01107

  • CF30 Customer (19 Jun 2014 to 11 May 2018)
• Jonathan Paul Hinton

  IRN JPH01101

  • [PRA CF] Key function holder (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • CF28 Systems and controls (4 Aug 2015 to 8 Dec 2019)
  • CF4 Partner (4 Feb 2009 to 8 Dec 2019)
  • CF10 Compliance Oversight (4 Feb 2009 to 3 Jun 2015)
  • CF30 Customer (4 Feb 2009 to 8 Dec 2019)
• Julia Krivchenko

  IRN JXK01287

  • CF30 Customer (1 May 2013 to 1 Jul 2017)

No changes recorded yet.