Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The Seaport Group Europe LLP
FRN 526965
- SMF27 Partner (since 17 Oct 2025)
- [FCA CF] Significant management (since 1 May 2023)
- [FCA CF] Manager of certification employee (since 1 May 2023)
- [FCA CF] Client dealing (since 1 May 2023)
- CF30 Customer (16 Sep 2019 to 8 Dec 2019)
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Liquidity Finance LLP
FRN 492769
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- [PRA CF] Key function holder (since 9 Dec 2019)
- CF28 Systems and controls (4 Aug 2015 to 8 Dec 2019)
- CF4 Partner (4 Feb 2009 to 8 Dec 2019)
- CF30 Customer (4 Feb 2009 to 8 Dec 2019)
- CF10 Compliance Oversight (4 Feb 2009 to 3 Jun 2015)
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- CF30 Customer (1 Nov 2007 to 31 Dec 2008)
- CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.