Liquidity Finance LLP

• Principal Place of Business

  Charles House

  5-11 Regent Street

  London

  SW1Y 4LR

  UNITED KINGDOM

  Phone

  +4402078562580

  Web

  https://www.seaportglobal.com

• Complaints Contact

  Charles House

  5-11 Regent Street

  London

  SW1Y 4LR

  UNITED KINGDOM

  Phone

  +442078562581

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . Liquidity FM Limited

  IRN XXL01128

  • CF4 Partner (27 Dec 2013 to 4 Mar 2015)
• . Liquidity Finance UK Limited

  IRN XXL01069

  • CF4 Partner (13 Oct 2010 to 4 Mar 2015)
• Alexander John Edwin Stratton-Christensen

  IRN AJS01760

  • CF30 Customer (20 Sep 2017 to 25 Feb 2019)
• Andrew Robert Smith

  IRN ARS01034

  • CF30 Customer (4 Feb 2009 to 3 Sep 2015)
• Anish Bhatt

  IRN AXB02373

  • [FCA CF] Client dealing (since 1 Feb 2023)
• CHRISTOPHER PETER COLLINS

  IRN CPC01073

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2023)
  • CF30 Customer (9 Dec 2013 to 8 Dec 2019)
• Daniel James Mullineaux

  IRN DJM01576

  • SMF27 Partner (9 Dec 2019 to 30 Apr 2024)
  • [FCA CF] Significant management (9 Dec 2019 to 30 Apr 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2024)
  • CF30 Customer (26 Nov 2015 to 8 Dec 2019)
  • CF4 Partner (14 Apr 2014 to 8 Dec 2019)
• Daniel Richard Reynolds

  IRN DRR01069

  • CF30 Customer (26 Mar 2015 to 13 Jul 2018)
• Dean James Tyler

  IRN DJT01106

  • CF30 Customer (15 Feb 2017 to 1 Jan 2018)
• Edouard Patrick Stirling

  IRN EPS01010

  • [FCA CF] Client dealing (1 Feb 2023 to 20 Aug 2024)

No changes recorded yet.