Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (6 Nov 2023 to 24 Sep 2025)
- [FCA CF] Client dealing (6 Nov 2023 to 24 Sep 2025)
- SMF3 Executive Director (17 Mar 2021 to 24 Sep 2025)
- [FCA CF] Material risk taker (1 Aug 2020 to 24 Sep 2025)
- [FCA CF] Proprietary trader (1 Aug 2020 to 24 Sep 2025)
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- CF30 Customer (15 Feb 2017 to 1 Jan 2018)
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- CF30 Customer (18 Sep 2015 to 13 May 2016)
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- CF30 Customer (10 Sep 2012 to 27 Feb 2015)
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- CF30 Customer (23 Oct 2009 to 14 May 2012)
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- CF30 Customer (1 Nov 2007 to 13 Jul 2009)
- CF21 Investment Adviser (22 May 2006 to 31 Oct 2007)
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- CF26 Customer Trading (11 Oct 2004 to 5 May 2006)
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- CF26 Customer Trading (18 Dec 2003 to 5 May 2006)
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- CF27 Investment Management (1 Dec 2001 to 30 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.