VTB Capital plc

• Principal Place of Business

  Teneo Financial Advisory Limited

  The Carter Building

  11 Pilgrim Street

  London

  EC4V 6RN

  UNITED KINGDOM

  Phone

  +441216190120

• Complaints Contact

  Teneo Financial Advisory Limited

  The Carter Building

  11 Pilgrim Street

  London

  EC4V 6RN

  UNITED KINGDOM

  Phone

  +441216190120

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Non-investment insurance contracts

• Carbon Auction Bidding

  For Eligible Counterparty, Professional, Emissions Auction Product

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · The investment type "unit" is limited to "eligible counterparty" and large professional clients.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• ANDREI VOLK

  IRN AXV01312

  • CF30 Customer (16 May 2014 to 6 Mar 2016)
• Adam Edward Brawn

  IRN AEB01124

  • CF30 Customer (19 Mar 2012 to 6 Mar 2016)
• Adriano Rosa

  IRN AXR16038

  • [FCA CF] Client dealing (28 Sep 2018 to 7 Feb 2019)
• Ahmed Halladja

  IRN AXH02161

  • [FCA CF] Manager of certification employee (8 Mar 2021 to 15 Jul 2022)
  • [FCA CF] Client dealing (31 Aug 2016 to 15 Jul 2022)
  • [FCA CF] Material risk taker (31 Aug 2016 to 15 Jul 2022)
  • [FCA CF] Proprietary trader (31 Aug 2016 to 15 Jul 2022)
  • CF30 Customer (29 Mar 2011 to 6 Mar 2016)
• Aleksandr Rabinovich

  IRN AXR01780

  • CF30 Customer (19 Aug 2009 to 15 Jun 2010)
• Aleksandr Riumin

  IRN AXR32389

  • [FCA CF] Client dealing (17 Feb 2020 to 28 May 2021)
• Alessandro Caramella

  IRN AXC01326

  • CF30 Customer (23 Oct 2013 to 9 Feb 2015)
• Alexander Akhverdyan

  IRN AXA00477

  • [FCA CF] Client dealing (18 Oct 2021 to 31 May 2022)
• Alexander John Metherell

  IRN AJM01314

  • SMF18 Other Overall Responsibility (7 Oct 2016 to 25 Mar 2022)
  • [FCA CF] Material risk taker (31 Aug 2016 to 7 Oct 2016)
  • [FCA CF] Significant management (31 Aug 2016 to 7 Oct 2016)
  • [FCA CF] Client dealing (31 Aug 2016 to 7 Oct 2016)
  • [FCA CF] Manager of certification employee (31 Aug 2016 to 7 Oct 2016)
  • CF30 Customer (1 Sep 2009 to 6 Mar 2016)
• Alexander Popov

  IRN AXP01356

  • CF30 Customer (4 Sep 2012 to 13 Oct 2014)

No changes recorded yet.