Alessandro Caramella

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Negentropy Capital Partners Limited
FRN 831720
- SMF16 Compliance Oversight (since 13 Feb 2024)
- SMF3 Executive Director (since 13 Feb 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Feb 2024)
RiverRock European Capital Partners LLP (no longer approved here)
FRN 502154
- CF30 Customer (16 Jan 2017 to 1 May 2017)
WRM Capinvest Ltd (no longer approved here)
FRN 601268
- CF30 Customer (15 Oct 2015 to 30 Jun 2016)
VTB Capital plc (no longer approved here)
FRN 144003
- CF30 Customer (23 Oct 2013 to 9 Feb 2015)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF21 Investment Adviser (14 Apr 2005 to 9 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.