Adriano Rosa

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

RBC Europe Limited
FRN 124543
- [FCA CF] Client dealing (since 27 Aug 2025)
Royal Bank of Canada
FRN 124783
- [FCA CF] Client dealing (since 27 Aug 2025)
Wells Fargo Securities International Limited (no longer approved here)
FRN 186745
- [FCA CF] Client dealing (21 Apr 2021 to 22 May 2025)
Wells Fargo Bank, National Association (no longer approved here)
FRN 456183
- [FCA CF] Client dealing (21 Apr 2021 to 22 May 2025)
Janus Henderson Investors UK Limited (no longer approved here)
FRN 121857
- [FCA CF] Client dealing (17 Apr 2020 to 15 Apr 2021)
- CF30 Customer (12 Jun 2019 to 8 Dec 2019)
VTB Capital plc (no longer approved here)
FRN 144003
- [FCA CF] Client dealing (28 Sep 2018 to 7 Feb 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.