Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 12 Aug 2020)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (24 Mar 2015 to 6 Mar 2016)
  • VTB Capital plc (no longer approved here)

    FRN 144003

    • CF30 Customer (4 Sep 2012 to 13 Oct 2014)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (18 Jun 2010 to 27 Jul 2012)
  • ICBC Standard Bank Plc (no longer approved here)

    FRN 124823

    • CF30 Customer (1 Nov 2007 to 2 Apr 2009)
    • CF26 Customer Trading (28 Sep 2007 to 31 Oct 2007)
  • Daiwa Capital Markets Europe Limited (no longer approved here)

    FRN 124490

    • CF21 Investment Adviser (21 May 2003 to 29 Oct 2004)
    • CF22 Investment Adviser (Trainee) (14 Feb 2003 to 21 May 2003)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.