Anish Bhatt

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Liquidity Finance LLP
FRN 492769
- [FCA CF] Client dealing (since 1 Feb 2023)
The Seaport Group Europe LLP
FRN 526965
- [FCA CF] Client dealing (since 19 Apr 2022)
- CF30 Customer (6 Oct 2011 to 26 Jul 2019)
Atlantide Asset Management Limited (no longer approved here)
FRN 578476
- [FCA CF] Client dealing (24 Mar 2021 to 25 Mar 2022)
Park Walk Europe LLP (no longer approved here)
FRN 502209
- CF30 Customer (30 Aug 2019 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.