Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The Seaport Group Europe LLP
FRN 526965
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (8 Mar 2016 to 8 Dec 2019)
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- [FCA CF] Client dealing (1 Feb 2023 to 20 Aug 2024)
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- CF30 Customer (6 Jan 2014 to 7 Dec 2015)
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- CF30 Customer (1 Jun 2010 to 10 Nov 2013)
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- CF29 Significant management (18 Jul 2008 to 31 Dec 2008)
- CF30 Customer (1 Nov 2007 to 31 Dec 2008)
- CF21 Investment Adviser (5 Nov 2002 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 31 Dec 2008)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.