Gagandeep Walia

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

The Seaport Group Europe LLP (no longer approved here)
FRN 526965
- [FCA CF] Client dealing (1 Feb 2023 to 13 Apr 2026)
- CF30 Customer (16 Sep 2019 to 8 Dec 2019)
Liquidity Finance LLP (no longer approved here)
FRN 492769
- [FCA CF] Client dealing (9 Dec 2019 to 12 Jan 2026)
- CF30 Customer (13 Oct 2014 to 8 Dec 2019)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF30 Customer (1 Jan 2013 to 9 May 2014)
Bank of America, N.A. (no longer approved here)
FRN 124642
- CF30 Customer (25 Sep 2009 to 8 Oct 2012)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF21 Investment Adviser (6 Dec 2005 to 13 Dec 2005)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF21 Investment Adviser (6 Dec 2005 to 13 Dec 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.