Faisal Mian

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Seaport Group Europe LLP

    FRN 526965

    • SMF27 Partner (since 3 Jul 2023)
    • [FCA CF] Client dealing (since 8 Mar 2023)
    • [FCA CF] Significant management (since 8 Mar 2023)
    • [PRA CF] Key function holder (8 Mar 2023 to 9 Mar 2023)
    • [FCA CF] Algorithmic trading (8 Mar 2023 to 9 Mar 2023)
    • CF30 Customer (16 Sep 2019 to 8 Dec 2019)
  • Liquidity Finance LLP

    FRN 492769

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [PRA CF] Key function holder (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (4 Feb 2009 to 8 Dec 2019)
    • CF30 Customer (4 Feb 2009 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Feb 2009 to 8 Dec 2019)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (1 Dec 2001 to 4 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.